Filing Details
- Accession Number:
- 0001179110-13-012441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 16:12:18
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 16:12:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130598 | Onconova Therapeutics Inc. | ONTX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581996 | Descendants 2013 Hoffman Jane & Michael | 712 Fifth Avenue, 36Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-30 | 83,857 | $0.00 | 728,517 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 105,363 | $0.00 | 833,880 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 266,712 | $0.00 | 1,100,592 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 476,087 | $0.00 | 1,576,679 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 85,744 | $0.00 | 1,662,423 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 172,411 | $0.00 | 1,834,834 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 226,024 | $0.00 | 2,060,858 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 1,226,942 | $0.00 | 3,287,800 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 1,000,000 | $15.00 | 4,287,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-07-30 | 99,350 | $0.00 | 83,857 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-07-30 | 140,449 | $0.00 | 105,363 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-07-30 | 355,528 | $0.00 | 266,712 | $0.00 |
Common Stock | Series E Covertible Preferred Stock | Disposition | 2013-07-30 | 634,625 | $0.00 | 476,087 | $0.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2013-07-30 | 111,227 | $0.00 | 85,744 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2013-07-30 | 229,825 | $0.00 | 172,411 | $0.00 |
Common Stock | Series H COnvertible Preferred Stock | Disposition | 2013-07-30 | 301,290 | $0.00 | 226,024 | $0.00 |
Common Stock | Series I Convertible Preferred Stock | Disposition | 2013-07-30 | 1,635,514 | $0.00 | 1,226,942 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
- The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series F Convertible Preferred Stock converted into Common Stock on a 0.77-for-1 basis and had no expiration date.
- The Series G Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series H Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.