Filing Details
- Accession Number:
- 0001225208-13-017062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 16:12:13
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 16:12:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
908937 | Sirius Xm Radio Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 521700207 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207459 | J David Frear | 1221 Avenue Of The Americas New York NY 10020 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-30 | 2,000,000 | $2.13 | 2,001,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-30 | 419,898 | $3.76 | 1,581,102 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-30 | 1,580,102 | $3.76 | 1,000 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-30 | 2,000,000 | $2.13 | 2,000,000 | $2.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,000,000 | 2012-07-21 | 2021-07-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,046 | Indirect | By 401(k) Plan |
Common Stock | 1,900 | Indirect | By Spouse |
Footnotes
- Represents the exercise price of the stock option referenced in Table II and associated taxes, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.