Filing Details
- Accession Number:
- 0001179110-13-012429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 16:06:37
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 16:06:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130598 | Onconova Therapeutics Inc. | ONTX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
10456 | Baxter International Inc | One Baxter Parkway, Df2-1W Deerfield IL 60015 | No | No | Yes | No | |
1582211 | Sa Healthcare Baxter | Thurgauerstrasse 130 Glattpark (Opfikon) V8 8152 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-30 | 2,273,295 | $0.00 | 2,273,295 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 330,000 | $15.00 | 2,603,295 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series J Convertible Preferred Stock | Disposition | 2013-07-30 | 3,030,303 | $0.00 | 2,273,295 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The reported securities are owned directly by Baxter Healthcare SA, which is an indirect wholly-owned subsidiary of Baxter International Inc. Baxter International Inc. is an indirect beneficial owner of the reported securities.
- The Series J Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.