Filing Details
- Accession Number:
- 0001207199-13-000010
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 12:21:25
- Reporting Period:
- 2013-07-24
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 12:21:25
- Original Submission Date:
- 2013-07-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207199 | G Raymond Fuerschbach | C/O Independent Bank Corp 288 Union Street Rockland MA 02370 | Svp/Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-24 | 1,352 | $30.14 | 30,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-24 | 7,387 | $37.65 | 23,024 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2013-07-24 | 1,352 | $0.00 | 1,352 | $30.14 |
| Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2013-07-24 | 1,685 | $0.00 | 1,685 | $30.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-06-11 | 2013-12-11 | No | 4 | M | Direct |
| 0 | 2005-01-02 | 2013-12-11 | No | 4 | M | Direct |
Footnotes
- Total holdings on original Form 4 filing of 7/24/13 and subsequent Form 4 amendment on July 30, 2013, were inadvertently overstated by one share.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 1,012 shares became exercisable on 6/11/04 and the remaining 340 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Original Form 4 filing incorrectly stated the vesting schedule for the options.
- Granted under the 1997 Plan. 673 shares shall first become exercisable on 1/2/05 and the remaining 1,012 shares became exercisable on 1/2/06, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Original Form 4 filing (7/24/13) incorrectly stated the vesting schedule for the options.
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