Filing Details
- Accession Number:
- 0001140361-13-029821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 09:53:08
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 09:53:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-30 | 1,000 | $13.35 | 35,752 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 490,209 | Direct | |
| Common Stock | 173,118 | Indirect | BY BARCLAYS CAPITAL, INC. FBO JAMES F. GETZ INDIVIDUAL RETIREMENT ACCOUNT |
| Common Stock | 284,173 | Indirect | BY GETZ ENTERPRISES, L.P. |
Footnotes
- Shares held jointly of record by Mr. Getz and his spouse.
- The Reporting Person is the beneficiary of this account, which owns a total of 173,118 shares of the Issuer's common stock.
- The Reporting Person is the general partner of this entity, which owns a total of 284,173 shares of the Issuer's common stock.
Billionaire Hedge Funds
