Filing Details
- Accession Number:
- 0000711377-13-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-31 18:24:28
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-07-31
- Accepted Time:
- 2013-07-31 18:24:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-30 | 295 | $18.19 | 587,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-30 | 295 | $56.49 | 587,209 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 15,000 | $19.55 | 602,209 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-30 | 15,000 | $56.16 | 587,209 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2013-07-30 | 295 | $0.00 | 295 | $18.19 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2013-07-30 | 15,000 | $0.00 | 15,000 | $19.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 245,313 | 2013-08-15 | No | 4 | M | Direct | |
| 230,313 | 2014-08-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 252,320 | Indirect | See Footnote |
Footnotes
- Options were granted to Mr. Herbert on 8/15/2008, vest in five equal annual installments on the anniversary date of the grant and expire on 8/15/2013
- Options were granted to Mr. Herbert on 8/24/2009, vest in five equal annual installments on the anniversary date of the grant, and expire on 8/24/2014
- 120,000 shares are held in a limited liability corporation, of which Mr. Herbert is the sole owner, and 132,320 shares are held in trust for Judith Herbert, spouse of Mr. Herbert
Billionaire Hedge Funds
