Filing Details
- Accession Number:
- 0001225208-13-016973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-31 17:07:27
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2013-07-31
- Accepted Time:
- 2013-07-31 17:07:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184184 | Louis Chenevert | One Financial Plaza Hartford CT 06101 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-29 | 100,000 | $57.84 | 547,049 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-29 | 9,192 | $104.60 | 537,857 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-29 | 77,022 | $104.97 | 460,835 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2013-07-29 | 100,000 | $0.00 | 100,000 | $57.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2009-03-08 | 2016-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Career Restricted) | 2,400 | Direct | |
Common Stock | 4,245 | Indirect | By Savings Plan Trustee |