Filing Details
- Accession Number:
- 0001225208-13-016969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-31 17:06:18
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2013-07-31
- Accepted Time:
- 2013-07-31 17:06:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395028 | D Charles Gill | One Financial Plaza Hartford CT 06101 | Senior Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-29 | 11,600 | $56.53 | 28,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-29 | 5,356 | $105.05 | 23,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-29 | 6,244 | $105.02 | 16,882 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2013-07-29 | 11,600 | $0.00 | 11,600 | $56.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,118 | Indirect | By Savings Plan Trustee |
| Common Stock | 1,546 | Indirect | By Spouse's IRA |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.06. Upon request, UTC will provide full information as to the shares sold at each separate price.
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