Filing Details

Accession Number:
0001209191-13-038510
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-31 16:39:44
Reporting Period:
2013-07-29
Filing Date:
2013-07-31
Accepted Time:
2013-07-31 16:39:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK Services-Computer Processing & Data Preparation (7374) 562508977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558608 Todd Richard Davis 60 East Rio Salado Parkway, Suite 400
Tempe AZ 85281
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 3,000 $2.71 3,000 No 4 M Direct
Common Stock Disposition 2013-07-29 3,000 $11.12 0 No 4 S Direct
Common Stock Disposition 2013-07-29 3,000 $11.12 1,233,723 No 4 S Indirect By 2010 Todd Davis Trust
Common Stock Acquisiton 2013-07-30 3,000 $2.71 3,000 No 4 M Direct
Common Stock Disposition 2013-07-30 3,000 $11.12 0 No 4 S Direct
Common Stock Disposition 2013-07-30 3,000 $11.12 1,230,723 No 4 S Indirect By 2010 Todd Davis Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By 2010 Todd Davis Trust
No 4 M Direct
No 4 S Direct
No 4 S Indirect By 2010 Todd Davis Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-29 3,000 $0.00 3,000 $2.71
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-07-30 3,000 $0.00 3,000 $2.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
699,000 2019-08-07 No 4 M Direct
696,000 2019-08-07 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 sales plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.06 to $11.26, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.21, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. 25% of the total number of shares underlying this option vested on August 7, 2010. The remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the seventh day of each month thereafter for a period of 36 months.