Filing Details

Accession Number:
0000914190-13-000475
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-31 16:34:53
Reporting Period:
2013-07-29
Filing Date:
2013-07-31
Accepted Time:
2013-07-31 16:34:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248964 J Kenneth Roering 1201 Yale Place
#402
Minneapolis MN 55403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 6,000 $11.25 10,430 No 4 M Direct
Common Stock Acquisiton 2013-07-29 10,942 $10.79 21,372 No 4 M Direct
Common Stock Disposition 2013-07-29 3,455 $53.71 17,917 No 4 F Direct
Common Stock Disposition 2013-07-29 13,487 $53.71 4,430 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-07-29 6,000 $0.00 6,000 $11.25
Common Stock Stock Option (Right to Buy) Disposition 2013-07-29 10,942 $0.00 11,000 $10.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
58 2020-04-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $15.50 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $21.03 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $27.57 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $21.96 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $17.84 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $17.78 2017-08-08 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $6.26 2019-08-06 63 63 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $43.79 2022-04-02 1,903 1,903 Direct
Common Stock Stock Option (Right to Buy) $42.99 2023-04-01 2,326 2,326 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,000 6,000 Direct
6,000 6,000 Direct
6,000 6,000 Direct
6,000 6,000 Direct
6,000 6,000 Direct
2017-08-08 6,000 6,000 Direct
2019-08-06 63 63 Direct
2021-04-01 6,000 6,000 Direct
2022-04-02 1,903 1,903 Direct
2023-04-01 2,326 2,326 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.59 to $54.50 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Includes 1,046 restricted stock units that vest 348 shares on 4/1/14 and 349 shares on 4/1/15 and 4/1/16.
  3. Fully exercisable.
  4. Expiration date is 5 years following termination of service as a director.
  5. Vests in three equal annual installments beginning on 4/1/12.
  6. Vests in three equal annual installments beginning on 4/2/13.
  7. Vests in three equal annual installments beginning on 4/1/14.