Filing Details

Accession Number:
0000914190-13-000471
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-31 16:30:55
Reporting Period:
2013-07-29
Filing Date:
2013-07-31
Accepted Time:
2013-07-31 16:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240433 E Susan Lester 21205 Irving Ave S
Minneapolis MN 55405
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 5,965 $10.79 13,357 No 4 M Direct
Common Stock Disposition 2013-07-29 1,187 $54.22 12,170 No 4 F Direct
Common Stock Disposition 2013-07-29 1,636 $54.22 10,534 No 4 F Direct
Common Stock Disposition 2013-07-29 3,142 $54.22 7,392 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-07-29 5,965 $0.00 11,000 $10.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,035 2020-04-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $27.69 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $21.96 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $17.84 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $9.57 2018-08-07 27 27 Direct
Common Stock Stock Option (Right to Buy) $6.26 2019-08-06 27 27 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $43.79 2022-04-02 1,903 1,903 Direct
Common Stock Stock Option (Right to Buy) $42.99 2023-04-01 2,326 2,326 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,000 6,000 Direct
6,000 6,000 Direct
6,000 6,000 Direct
2018-08-07 27 27 Direct
2019-08-06 27 27 Direct
2021-04-01 6,000 6,000 Direct
2022-04-02 1,903 1,903 Direct
2023-04-01 2,326 2,326 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.11 to $54.38 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Includes (i) 529 restricted stock units that vest on 4/1/14; (ii) 533 restricted stock units that vest 266 shares on 4/2/14 and 267 shares on 4/2/15; and (iii) 1,046 restricted stock units that vest 348 shares on 4/1/14 and 349 shares on 4/1/15 and 4/1/16.
  3. Fully exercisable.
  4. Expires five years following termination as a director.
  5. Vests in three equal annual installments beginning on 4/1/12.
  6. Vests in three equal annual installments beginning on 4/2/13.
  7. Vests in three equal annual installments beginning on 4/1/14.