Filing Details
- Accession Number:
- 0001127602-13-023862
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-31 14:37:22
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2013-07-31
- Accepted Time:
- 2013-07-31 14:37:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247942 | Raymond Gerald Cahill | Carnival Corporation 3655 Nw 87Th Ave Miami FL | President & Ceo, Ccl | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Trust Shares (Beneficial Interest In Special Voting Share) | Acquisiton | 2013-07-29 | 30,000 | $34.45 | 155,436 | No | 4 | M | Direct | |
| Trust Shares (Beneficial Interest In Special Voting Share) | Disposition | 2013-07-29 | 30,000 | $37.14 | 125,436 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2013-07-29 | 30,000 | $0.00 | 30,000 | $34.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-10-13 | 2013-10-13 | No | 4 | M | Direct |
Footnotes
- Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- The options vest ratably over five years beginning on the first anniversary of the grant date.
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