Filing Details
- Accession Number:
- 0001127602-13-023848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-31 11:51:16
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-07-31
- Accepted Time:
- 2013-07-31 10:51:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205397 | T Brad Sauer | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-07-30 | 100 | $116.88 | 29,761 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 700 | $116.89 | 29,061 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 616 | $116.89 | 28,445 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 1,000 | $116.90 | 27,445 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 100 | $116.90 | 27,345 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 500 | $116.90 | 26,845 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 400 | $116.91 | 26,445 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 300 | $116.92 | 26,145 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 500 | $116.93 | 25,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 900 | $116.93 | 24,745 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 400 | $116.93 | 24,345 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 200 | $116.94 | 24,145 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-30 | 3,122 | $117.00 | 21,023 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-07-30 | 63,122 | $0.00 | 63,122 | $76.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-10 | 2015-05-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,522 | Indirect | By 401k/paesop Trust |
Footnotes
- Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
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