Filing Details
- Accession Number:
- 0001181431-13-041842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-30 16:32:23
- Reporting Period:
- 2013-07-26
- Filing Date:
- 2013-07-30
- Accepted Time:
- 2013-07-30 16:32:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1223389 | Conns Inc | CONN | Retail-Radio, Tv & Consumer Electronics Stores (5731) | 061672840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430355 | W Clinton Harwood | 4055 Technology Forest Blvd., Suite 210 The Woodlands TX 77381 | Svp - Information Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-26 | 500 | $3.20 | 60,624 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-26 | 500 | $62.61 | 60,124 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-29 | 9,498 | $3.20 | 69,622 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-29 | 9,498 | $62.08 | 60,124 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-29 | 16,384 | $6.33 | 76,508 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-29 | 16,384 | $62.08 | 60,124 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-29 | 15,000 | $6.34 | 75,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-29 | 15,000 | $62.08 | 60,124 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 8,000 | $17.73 | 68,124 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 8,584 | $33.88 | 76,708 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 4,003 | $22.68 | 80,711 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 4,465 | $19.99 | 85,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 3,166 | $6.33 | 88,342 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 2 | $3.20 | 88,344 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 500 | $0.00 | 500 | $3.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 9,498 | $0.00 | 9,498 | $3.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 16,384 | $0.00 | 16,384 | $6.33 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 15,000 | $0.00 | 15,000 | $6.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 8,000 | $0.00 | 8,000 | $17.73 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 8,584 | $0.00 | 8,584 | $33.88 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 4,003 | $0.00 | 4,003 | $22.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 4,465 | $0.00 | 4,465 | $19.99 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 3,166 | $0.00 | 3,166 | $6.33 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 2 | $0.00 | 2 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,498 | 2020-11-30 | No | 4 | M | Direct | |
| 0 | 2020-11-30 | No | 4 | M | Direct | |
| 450 | 2018-11-25 | No | 4 | M | Direct | |
| 0 | 2019-11-24 | No | 4 | M | Direct | |
| 0 | 2014-11-30 | No | 4 | M | Direct | |
| 0 | 2015-11-30 | No | 4 | M | Direct | |
| 0 | 2016-12-04 | No | 4 | M | Direct | |
| 0 | 2017-11-27 | No | 4 | M | Direct | |
| 5,000 | 2018-11-25 | No | 4 | M | Direct | |
| 15,000 | 2020-11-30 | No | 4 | M | Direct |
Footnotes
- Stock option granted on November 30, 2010, and vest in five equal annual installments.
- Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC.
- Stock options granted on November 25, 2008, and vest in five equal annual installments.
- Stock options granted on November 24, 2009, and vest in five equal annual installments.
- Stock options granted on November 30, 2004, and vested in five equal annual installments.
- Stock options granted on November 30, 2005, and vested in five equal annual installments.
- Stock options granted on December 4, 2006, and vested in five equal annual installments.
- Stock options granted on November 27, 2007, and vested in five equal annual installments.
- Stock options granted on November 25, 2008, and vest in five equal annual installments.
- Stock options granted on November 30, 2010, and vest in five equal annual installments.
Billionaire Hedge Funds
