Filing Details
- Accession Number:
- 0001209191-13-038321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-30 16:27:17
- Reporting Period:
- 2013-07-26
- Filing Date:
- 2013-07-30
- Accepted Time:
- 2013-07-30 16:27:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095565 | Healthstream Inc | HSTM | Services-Computer Programming, Data Processing, Etc. (7370) | 621443555 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217267 | E Arthur Newman | 209 10Th Ave. South Suite 450 Nashville TN 37203 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-26 | 36,000 | $2.75 | 198,005 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-26 | 20,509 | $3.75 | 218,514 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-26 | 56,509 | $31.97 | 162,005 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-29 | 11,100 | $3.75 | 173,105 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-29 | 21,948 | $2.80 | 195,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-29 | 33,048 | $32.02 | 162,005 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 4,906 | $2.80 | 166,911 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-30 | 4,906 | $31.97 | 162,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 36,000 | $0.00 | 36,000 | $2.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 8,500 | $0.00 | 8,500 | $3.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 8,500 | $0.00 | 8,500 | $3.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 3,509 | $0.00 | 3,509 | $3.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 4,991 | $0.00 | 4,991 | $3.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 6,109 | $0.00 | 6,109 | $3.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 3,200 | $0.00 | 3,200 | $2.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 6,400 | $0.00 | 6,400 | $2.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 9,600 | $0.00 | 9,600 | $2.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-29 | 2,748 | $0.00 | 2,748 | $2.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-30 | 4,906 | $0.00 | 4,906 | $2.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-02-09 | 2014-02-09 | No | 4 | M | Direct |
| 0 | 2008-03-07 | 2015-03-07 | No | 4 | M | Direct |
| 0 | 2009-03-07 | 2015-03-07 | No | 4 | M | Direct |
| 4,991 | 2010-03-07 | 2015-03-07 | No | 4 | M | Direct |
| 0 | 2010-03-07 | 2015-03-07 | No | 4 | M | Direct |
| 2,391 | 2011-03-07 | 2015-03-07 | No | 4 | M | Direct |
| 0 | 2009-04-04 | 2016-04-04 | No | 4 | M | Direct |
| 0 | 2010-04-04 | 2016-04-04 | No | 4 | M | Direct |
| 0 | 2011-04-04 | 2016-04-04 | No | 4 | M | Direct |
| 10,052 | 2012-04-04 | 2016-04-04 | No | 4 | M | Direct |
| 5,146 | 2012-04-04 | 2016-04-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Held by children |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $31.90 to $32.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $31.90 to $32.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $31.90 to $32.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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