Filing Details
- Accession Number:
- 0000717538-13-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-30 16:11:31
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2013-07-30
- Accepted Time:
- 2013-07-30 16:11:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463249 | S. David Demarco | 7 Ingersol Road Saratoga Springs NY 12866 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-29 | 1,800 | $22.18 | 18,226 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-30 | 1,800 | $26.64 | 16,426 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2013-07-29 | 1,800 | $0.00 | 1,800 | $22.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-12-17 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- The information provided also reflects 44 shares acquired under the Company's ESPP since previously disclosed by the insider on March 3, 2013. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
- The sale price for all the shares sold was $26.64.
- Amount of securities beneficially owned following reported transaction.
Billionaire Hedge Funds
