Filing Details

Accession Number:
0001246360-13-003711
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-30 11:42:09
Reporting Period:
2013-07-26
Filing Date:
2013-07-30
Accepted Time:
2013-07-30 11:42:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196533 Joseph Liu 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
Svp, Operations No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2013-07-26 19,446 $5.80 161,131 No 4 M Direct
Diodes Incorporated Common Stock Acquisiton 2013-07-26 31,179 $5.80 192,310 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2013-07-26 33,917 $26.46 158,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock 8/1/03 DIOD ISO Disposition 2013-07-26 19,446 $0.00 19,446 $5.80
Diodes Incorporated Common Stock 8/1/03 DIOD NQSO Disposition 2013-07-26 31,179 $0.00 31,179 $5.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-08-01 2013-08-01 No 4 M Direct
0 2004-08-01 2013-08-01 No 4 M Direct
Footnotes
  1. Exercise pursuant to previously filed 10b5-1 Plan.
  2. Granted under Rule 16b-3 Plan.
  3. Incentive stock options exercisable in three equal annual installments beginning 08/01/2004.
  4. Non-qualified stock options exercisable in three equal annual installments beginning 08/01/2004.
  5. Sale pursuant to previously filed 10b5-1 Plan.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.19 to $26.889, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.