Filing Details
- Accession Number:
- 0001140361-13-029365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 18:47:52
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 18:47:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316987 | D Richard Fain | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-29 | 2,200 | $36.82 | 2,200 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-07-29 | 19,100 | $36.82 | 19,100 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-07-29 | 5,500 | $36.82 | 5,500 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 421,412 | Indirect | See Footnotes |
Common Stock | 1,078,577 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of some or all of these shares.
- Shares were purchased by The Alaska Trust primarily for the benefit of certain members of the Fain family.
- Shares were purchased by The Atlanta Trust primarily for the benefit of certain members of the Fain family.
- Shares were purchased by The Montana Trust primarily for the benefit of certain members of the Fain family.
- Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
- Represents the weighted-average purchase price per share of a series of transactions, all of which were executed on July 29, 2013. The actual purchase prices ranged from a low of $36.64 to a high of $37.00. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares purchased at each price within the range.