Filing Details
- Accession Number:
- 0001225208-13-016876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 18:08:12
- Reporting Period:
- 2013-07-25
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 18:08:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914142 | Gilman Ciocia Inc. | GTAX | Security Brokers, Dealers & Flotation Companies (6211) | 112587324 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1452857 | L.p. Holdings Partners Steel | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1522066 | Sph Group Holdings Llc | C/O Steel Partners Holdings L.p. 590 Madison Avenue New York NY 10022 | No | No | Yes | No | |
1522067 | Sph Group Llc | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1537666 | Steel Partners Holdings Gp Inc. | 590 Madison Avenue 32Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2013-07-25 | 1,600,000 | $0.05 | 8,512,940 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This Form 4 is filed jointly by SPH Group Holdings LLC ("SPHG Holdings"), SPH Group LLC ("SPHG"), Steel Partners Holdings L.P. ("Steel Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP").
- Shares of Common Stock owned directly by SPHG Holdings. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPHG Holdings. Each of Steel Holdings, SPHG and Steel Holdings GP disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPHG Holdings except to the extent of their pecuniary interest therein.