Filing Details
- Accession Number:
- 0000091142-13-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 16:53:18
- Reporting Period:
- 2013-07-26
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 16:53:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111599 | W Paul Jones | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-26 | 40,000 | $40.84 | 293,740 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | $0.00 | 0 | 320,200 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 0 | 117,600 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 320,200 | Direct | |
0 | 117,600 | Direct |
Footnotes
- On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 166,870 additional shares of Common Stock.
- On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 160,100 additional Employee Stock Options.
- On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 58,800 additional Restricted Stock Units.