Filing Details
- Accession Number:
- 0001140361-13-029324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 16:30:17
- Reporting Period:
- 2013-07-26
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 16:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392628 | S Gary Olson | 200 Palmer Street Stroudsburg PA 18360 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-07-26 | 4,900 | $11.40 | 67,135 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-26 | 100 | $11.41 | 67,035 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-29 | 205 | $11.40 | 66,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-29 | 4,695 | $11.35 | 62,135 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-29 | 100 | $11.39 | 62,035 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 37,266 | Indirect | By 401(k) |
| Common Stock | 130 | Indirect | By spouse's IRA 1 |
| Common Stock | 136 | Indirect | By spouse's IRA 2 |
| Common Stock | 8,366 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 360,844 | 360,844 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 360,844 | 360,844 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 50% per year commencing on September 30, 2013.
Billionaire Hedge Funds
