Home > Insider Trading > Filing (0000091142-13-000054)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1507959	J Robert Heideman	A. O. Smith Corporate Technology Center 12100 West Park Place Milwaukee WI 53224	Senior Vp & Chief Tech Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-07-26	3,300	$13.97	7,092	No	4	M	Direct
Common Stock	Disposition	2013-07-26	3,300	$40.97	3,792	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2013-07-26	3,300	$0.00	3,300	$13.97

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,000	2011-02-08	2020-02-08	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			0	13,236	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	13,236	Direct

Footnotes

On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 1,896 additional shares of common stock.
The employee stock options were granted on 02/08/2010, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 15,650 additional employee stock options.
On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 6,610 additional restricted stock units. Restricted Stock Units awarded to Robert J. Heideman on 02/09/2009 and 02/08/2010, were deferred. These deferred Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received were 16 Restricted Stock Units.