Filing Details
- Accession Number:
- 0001140361-13-029257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 14:34:30
- Reporting Period:
- 2013-07-29
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 14:34:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1281780 | L Jeffrey Richmond | 1725 Shepherd Rd Chattanooga TN 37421 | President-Roadtec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-29 | 1,200 | $35.37 | 218 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,662 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2,352 | 2,352 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,352 | 2,352 | Direct |
Footnotes
- Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
- Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.