Filing Details
- Accession Number:
- 0001179110-13-012223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 11:15:04
- Reporting Period:
- 2013-07-25
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 11:15:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908315 | Winmark Corp | WINA | Retail-Miscellaneous Retail (5900) | 411622691 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1273800 | Steven Murphy | 605 Hwy 169 N Suite 400 Minneapolis MN 55441 | President Of Franchising | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-25 | 10,000 | $26.05 | 57,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-25 | 10,000 | $20.46 | 67,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-25 | 19,500 | $20.32 | 86,602 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-25 | 22,500 | $20.96 | 109,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-25 | 11,250 | $16.52 | 120,352 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-25 | 7,574 | $12.75 | 127,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-25 | 50,000 | $70.50 | 77,926 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-25 | 2,694 | $13.01 | 80,620 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-07-25 | 10,000 | $26.05 | 10,000 | $26.05 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-25 | 10,000 | $20.46 | 10,000 | $20.46 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-25 | 19,500 | $20.32 | 19,500 | $20.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-25 | 22,500 | $20.96 | 22,500 | $20.96 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-25 | 11,250 | $16.52 | 11,250 | $16.52 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-25 | 7,574 | $12.75 | 16,000 | $12.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-25 | 2,694 | $13.01 | 10,000 | $13.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-09 | 2014-12-09 | No | 4 | M | Direct |
| 0 | 2006-12-13 | 2015-12-13 | No | 4 | M | Direct |
| 0 | 2007-12-14 | 2016-12-14 | No | 4 | M | Direct |
| 0 | 2008-12-13 | 2017-12-13 | No | 4 | M | Direct |
| 0 | 2009-08-13 | 2018-08-13 | No | 4 | M | Direct |
| 8,426 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
| 7,306 | 2010-06-01 | 2019-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 350 | Indirect | By Son 1 |
| Common Stock | 350 | Indirect | By Son 2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $22.15 | 2010-12-10 | 2019-12-10 | 10,000 | 10,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $31.19 | 2011-06-01 | 2020-06-01 | 10,000 | 10,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $32.92 | 2011-12-14 | 2020-12-14 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $37.76 | 2012-06-01 | 2021-06-01 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $53.34 | 2012-12-08 | 2021-12-08 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $51.17 | 2013-06-01 | 2022-06-01 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $55.72 | 2013-12-13 | 2022-12-13 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $59.77 | 2014-06-01 | 2023-06-01 | 9,250 | 9,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-10 | 10,000 | 10,000 | Direct |
| 2020-06-01 | 10,000 | 10,000 | Direct |
| 2020-12-14 | 9,250 | 9,250 | Direct |
| 2021-06-01 | 9,250 | 9,250 | Direct |
| 2021-12-08 | 9,250 | 9,250 | Direct |
| 2022-06-01 | 9,250 | 9,250 | Direct |
| 2022-12-13 | 9,250 | 9,250 | Direct |
| 2023-06-01 | 9,250 | 9,250 | Direct |
Footnotes
- 25% per year for 4 years
- 50,000 shares sold at $70.50 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
Billionaire Hedge Funds
