Filing Details
- Accession Number:
- 0001209191-13-038123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-29 09:11:56
- Reporting Period:
- 2013-07-26
- Filing Date:
- 2013-07-29
- Accepted Time:
- 2013-07-29 09:11:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095565 | Healthstream Inc | HSTM | Services-Computer Programming, Data Processing, Etc. (7370) | 621443555 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248025 | W Dale Polley | 209 10Th Avenue South Suite 450 Nashville TN 37203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-26 | 3,750 | $3.21 | 10,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-26 | 6,000 | $3.53 | 16,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-26 | 6,000 | $2.99 | 22,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-26 | 10,000 | $2.45 | 32,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-26 | 15,000 | $4.66 | 47,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-26 | 14,750 | $31.97 | 33,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 3,750 | $0.00 | 3,750 | $3.21 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 6,000 | $0.00 | 6,000 | $3.53 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 6,000 | $0.00 | 6,000 | $2.99 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 5,000 | $0.00 | 5,000 | $2.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 5,000 | $0.00 | 5,000 | $2.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 5,000 | $0.00 | 5,000 | $4.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 5,000 | $0.00 | 5,000 | $4.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-26 | 5,000 | $0.00 | 5,000 | $4.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-09-11 | 2016-09-11 | No | 4 | M | Direct |
| 0 | 2007-05-24 | 2017-05-24 | No | 4 | M | Direct |
| 0 | 2008-05-29 | 2018-05-29 | No | 4 | M | Direct |
| 0 | 2010-05-28 | 2017-05-28 | No | 4 | M | Direct |
| 0 | 2011-05-28 | 2017-05-28 | No | 4 | M | Direct |
| 0 | 2011-06-28 | 2018-06-28 | No | 4 | M | Direct |
| 0 | 2012-06-28 | 2018-06-28 | No | 4 | M | Direct |
| 0 | 2013-06-28 | 2018-06-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $31.61 to $32.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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