Filing Details
- Accession Number:
- 0001471608-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-26 17:50:51
- Reporting Period:
- 2013-07-24
- Filing Date:
- 2013-07-26
- Accepted Time:
- 2013-07-26 17:50:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1471608 | P. David Scharf | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2013-07-24 | 12,000 | $51.21 | 29,425 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-24 | 13,680 | $52.50 | 43,105 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-24 | 39,702 | $53.80 | 82,807 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-07-24 | 53,422 | $73.81 | 29,385 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-07-26 | 2,016 | $73.17 | 27,369 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-24 | 12,000 | $0.00 | 12,000 | $51.21 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-24 | 13,680 | $0.00 | 13,680 | $52.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-24 | 39,702 | $0.00 | 39,702 | $53.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-15 | No | 4 | M | Direct | |
| 0 | 2019-03-04 | No | 4 | M | Direct | |
| 19,851 | 2021-03-04 | No | 4 | M | Direct |
Footnotes
- Price reflects weighted average sales price. Range of prices for transactions are $73.51 through $74.50. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Shares all sold at same price. A total of 9,944 shares were retained from exercise of options by reporting person.
- The options become exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
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