Filing Details

Accession Number:
0001207199-13-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-26 16:50:30
Reporting Period:
2013-07-24
Filing Date:
2013-07-26
Accepted Time:
2013-07-26 16:50:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
776901 Independent Bank Corp INDB State Commercial Banks (6022) 042870273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207199 G Raymond Fuerschbach 288 Union Street
Rockland MA 02370
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-24 1,820 $34.18 25,444 No 4 M Direct
Common Stock Acquisiton 2013-07-24 1,930 $34.18 27,374 No 4 M Direct
Common Stock Acquisiton 2013-07-24 1,685 $30.14 29,059 No 4 M Direct
Common Stock Acquisiton 2013-07-24 1,353 $30.14 30,412 No 4 M Direct
Common Stock Disposition 2013-07-24 7,387 $37.65 23,025 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock ISO - Stock Option (Right to Buy) Disposition 2013-07-24 1,685 $0.00 1,685 $30.14
Common Stock NQ - Stock Option (Right to Buy) Disposition 2013-07-24 1,820 $0.00 1,820 $34.18
Common Stock NQ - Stock Option (Right to Buy) Disposition 2013-07-24 1,353 $0.00 1,353 $30.14
Common Stock NQ - Stock Option (Right to Buy) Disposition 2013-07-24 1,930 $0.00 1,930 $34.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,685 2006-01-02 2013-12-11 No 4 M Direct
1,820 2005-12-15 2014-12-09 No 4 M Direct
1,352 2004-06-11 2013-12-11 No 4 M Direct
1,930 2005-06-09 2014-12-09 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock NQ - Stock Option (Right to Buy) $30.14 2004-06-11 2013-12-11 2,705 2,705 Direct
Common Stock NQ - Stock Option (Right to Buy) $34.18 2005-06-09 2014-12-09 3,860 3,860 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-11 2,705 2,705 Direct
2014-12-09 3,860 3,860 Direct
Footnotes
  1. Total holdings also reflects the transfer of Independent Bank Corp. [Common Stock] pursuant to a domestic relations order, which transfer was exempt pursuant to Rule 16a-12 since the last Form 4 filing (5/13).
  2. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 2,025 shares became exercisable on 06/11/04 and 680 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.
  3. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). Options formerly reported as ISO's under the 12/9/04 grant have converted to NQO's due to an acceleration of vesting for all options granted that date. The Option immediately vests. Subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.
  4. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). The Option immediately vests. Subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.