Filing Details
- Accession Number:
- 0001012975-13-000382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-26 16:43:19
- Reporting Period:
- 2013-07-24
- Filing Date:
- 2013-07-26
- Accepted Time:
- 2013-07-26 16:43:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1475274 | Retailmenot Inc. | SALE | Services-Advertising (7310) | 260159761 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1363391 | J.p.morgan Investment Management, Inc. | 270 Park Avenue New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series 1 Common Stock | Acquisiton | 2013-07-24 | 152,687 | $0.00 | 152,687 | No | 4 | C | Indirect | See footnote |
Series 1 Common Stock | Acquisiton | 2013-07-24 | 900,000 | $21.00 | 1,052,687 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series 1 Common Stock | Series B-4 Preferred Stock | Disposition | 2013-07-24 | 152,687 | $0.00 | 152,687 | $0.00 |
Series 2 Common Stock | Series BB-3 Preferred Stock | Disposition | 2013-07-24 | 6,031,151 | $0.00 | 6,031,151 | $0.00 |
Series 1 Common Stock | Series 2 Common Stock | Acquisiton | 2013-07-24 | 6,031,151 | $0.00 | 6,031,151 | $0.00 |
Series 2 Common Stock | Series BB-3 Preferred Stock | Disposition | 2013-07-24 | 76,343 | $0.00 | 76,343 | $0.00 |
Series 1 Common Stock | Series 2 Common Stock | Acquisiton | 2013-07-24 | 76,343 | $0.00 | 76,343 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
6,031,151 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
76,343 | No | 4 | C | Indirect |
Footnotes
- Upon the consummation of the Issuer's initial public offering, all shares of Series B-4 preferred stock were converted on a one-for-one basis to shares of Series 1 common stock of the Issuer.
- Represents shares held by J.P. Morgan Secondary Private Equity Investors II L.P. ("SPEI"). Voting and dispositive power with respect to the shares held by SPEI reside with J.P. Morgan Investment Management Inc. ("JPMIM"), its investment advisor. JPMIM may be deemed to beneficially own an indirect pecuniary interest in the reported securities and disclaims beneficial ownership in the securities except to the extent ultimately realized.
- Represents shares held by client accounts that are advised by JPMIM. JPMIM may be deemed to beneficially own an indirect pecuniary interest in the reported securities and disclaims beneficial ownership in the securities except to the extent ultimately realized.
- Upon the consummation of the Issuer's initial public offering, all shares of Series BB-3 preferred stock were converted on a one-for-one basis to shares of Series 2 common stock of the Issuer.
- Represents shares held by J.P. Morgan Digital Growth Fund, L.P. ("DGF"). Voting and dispositive power with respect to the shares held by DGF reside with JPMIM, its investment advisor. JPMIM may be deemed to beneficially own an indirect pecuniary interest in the reported securities and disclaims beneficial ownership in the securities except to the extent ultimately realized.
- Represents shares held by 522 Fifth Avenue Fund, L.P. ("522 Fund"). 522 Fifth Avenue Corporation is the general partner of 522 Fund and a subsidiary of JPMIM. Voting and dispositive power with respect to the shares held by 522 Fund reside with JPMIM, its investment advisor. JPMIM may be deemed to beneficially own an indirect pecuniary interest in the reported securities and disclaims beneficial ownership in the securities except to the extent ultimately realized.