Filing Details
- Accession Number:
- 0001181431-13-041478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-26 12:44:37
- Reporting Period:
- 2013-07-24
- Filing Date:
- 2013-07-26
- Accepted Time:
- 2013-07-26 12:44:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1482080 | Cellular Dynamics International Inc. | ICEL | Biological Products, (No Disgnostic Substances) (2836) | 261737267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505628 | 2 Trust 8-26-22 Texas | C/O 1922 Trust Company Lta, Trustee 3555 Timmons Lane, Suite 800 Houston TX 77027 | Yes | No | Yes | No | |
1553752 | 8-26-22 Gp Llc | C/O Lewis M. Linn, Manager 3555 Timmons Lane, Suite 800 Houston TX 77027 | Yes | No | Yes | No | |
1582308 | Sixth Floor Investors Lp | 3555 Timmons Lane, Suite 800 Houston TX 77027 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share ("Common Stock") | Acquisiton | 2013-07-24 | 40,000 | $12.00 | 2,091,282 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- In addition to Sixth Floor Investors LP, a Delaware limited partnership ("Sixth Floor Investors"), this Form 4 is being filed jointly by 8-26-22 GP LLC, a Delaware limited liability company ("8-26-22") and Texas 8-26-22 Trust 2 ("Texas 8-26-22", and together with Sixth Floor Investors and 8-26-22, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in securities owned by Sixth Floor Investors.
- Sixth Floor Investors holds directly the securities set forth in this Form 4 (the "Subject Securities"). As the general partner of Sixth Floor Investors, 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). As the sole member of 8-26-22, Texas 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
- Each of the Reporting Persons disclaims any beneficial ownership of any of the securities listed in this Form 4, except to the extent of any pecuniary interest therein.