Filing Details
- Accession Number:
- 0001137411-13-000133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-25 16:46:52
- Reporting Period:
- 2013-07-23
- Filing Date:
- 2013-07-25
- Accepted Time:
- 2013-07-25 16:46:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191571 | R Gary Chadick | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp, Gnrl Counsel And Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-23 | 34,265 | $36.55 | 60,103 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-23 | 1,032 | $70.58 | 59,071 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 4,273 | $70.59 | 54,798 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 1,168 | $70.60 | 53,630 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 1,000 | $70.61 | 52,630 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 966 | $70.63 | 51,664 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 200 | $70.64 | 51,464 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 699 | $70.65 | 50,765 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 200 | $70.66 | 50,565 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 287 | $70.67 | 50,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 300 | $70.68 | 49,978 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 900 | $70.69 | 49,078 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 321 | $70.70 | 48,757 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 9,640 | $70.71 | 39,117 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 1,500 | $70.72 | 37,617 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 1,100 | $70.73 | 36,517 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 900 | $70.74 | 35,617 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 200 | $70.75 | 35,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 5,465 | $70.76 | 29,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 100 | $70.76 | 29,852 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 752 | $70.77 | 29,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 500 | $70.78 | 28,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 260 | $70.79 | 28,340 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 400 | $70.82 | 27,940 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 200 | $70.84 | 27,740 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 1,902 | $70.85 | 25,838 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-24 | 17,771 | $44.85 | 43,609 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-24 | 20,400 | $53.08 | 64,009 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-24 | 846 | $70.56 | 63,163 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-23 | 34,265 | $0.00 | 34,265 | $36.55 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-24 | 17,771 | $0.00 | 17,771 | $44.85 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-24 | 20,400 | $0.00 | 20,400 | $53.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-02 | No | 4 | M | Direct | |
0 | 2015-11-17 | No | 4 | M | Direct | |
0 | 2019-11-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,042 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 1, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.