Filing Details

Accession Number:
0001137411-13-000133
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-25 16:46:52
Reporting Period:
2013-07-23
Filing Date:
2013-07-25
Accepted Time:
2013-07-25 16:46:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191571 R Gary Chadick M/S 124-323
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Sr. Vp, Gnrl Counsel And Secy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-23 34,265 $36.55 60,103 No 4 M Direct
Common Stock Disposition 2013-07-23 1,032 $70.58 59,071 No 4 S Direct
Common Stock Disposition 2013-07-23 4,273 $70.59 54,798 No 4 S Direct
Common Stock Disposition 2013-07-23 1,168 $70.60 53,630 No 4 S Direct
Common Stock Disposition 2013-07-23 1,000 $70.61 52,630 No 4 S Direct
Common Stock Disposition 2013-07-23 966 $70.63 51,664 No 4 S Direct
Common Stock Disposition 2013-07-23 200 $70.64 51,464 No 4 S Direct
Common Stock Disposition 2013-07-23 699 $70.65 50,765 No 4 S Direct
Common Stock Disposition 2013-07-23 200 $70.66 50,565 No 4 S Direct
Common Stock Disposition 2013-07-23 287 $70.67 50,278 No 4 S Direct
Common Stock Disposition 2013-07-23 300 $70.68 49,978 No 4 S Direct
Common Stock Disposition 2013-07-23 900 $70.69 49,078 No 4 S Direct
Common Stock Disposition 2013-07-23 321 $70.70 48,757 No 4 S Direct
Common Stock Disposition 2013-07-23 9,640 $70.71 39,117 No 4 S Direct
Common Stock Disposition 2013-07-23 1,500 $70.72 37,617 No 4 S Direct
Common Stock Disposition 2013-07-23 1,100 $70.73 36,517 No 4 S Direct
Common Stock Disposition 2013-07-23 900 $70.74 35,617 No 4 S Direct
Common Stock Disposition 2013-07-23 200 $70.75 35,417 No 4 S Direct
Common Stock Disposition 2013-07-23 5,465 $70.76 29,952 No 4 S Direct
Common Stock Disposition 2013-07-23 100 $70.76 29,852 No 4 S Direct
Common Stock Disposition 2013-07-23 752 $70.77 29,100 No 4 S Direct
Common Stock Disposition 2013-07-23 500 $70.78 28,600 No 4 S Direct
Common Stock Disposition 2013-07-23 260 $70.79 28,340 No 4 S Direct
Common Stock Disposition 2013-07-23 400 $70.82 27,940 No 4 S Direct
Common Stock Disposition 2013-07-23 200 $70.84 27,740 No 4 S Direct
Common Stock Disposition 2013-07-23 1,902 $70.85 25,838 No 4 S Direct
Common Stock Acquisiton 2013-07-24 17,771 $44.85 43,609 No 4 M Direct
Common Stock Acquisiton 2013-07-24 20,400 $53.08 64,009 No 4 M Direct
Common Stock Disposition 2013-07-24 846 $70.56 63,163 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-07-23 34,265 $0.00 34,265 $36.55
Common Stock Stock Option (Right to Buy) Disposition 2013-07-24 17,771 $0.00 17,771 $44.85
Common Stock Stock Option (Right to Buy) Disposition 2013-07-24 20,400 $0.00 20,400 $53.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-11-02 No 4 M Direct
0 2015-11-17 No 4 M Direct
0 2019-11-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,042 Indirect By Savings Plan
Footnotes
  1. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 1, 2013.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2013.
  3. Employee stock options granted pursuant to the Company's stock based plans.
  4. The options are currently exercisable.