Filing Details
- Accession Number:
- 0000872835-13-000054
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-07-25 15:20:31
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-25
- Accepted Time:
- 2013-07-25 15:20:31
- Original Submission Date:
- 2013-07-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872835 | Esb Financial Corp | ESBF | Savings Institution, Federally Chartered (6035) | 251659846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232740 | Jr P James Wetzel | 832 Ridge Road Ambridge PA 15003 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-22 | 864 | $7.03 | 7,144 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-22 | 864 | $13.40 | 6,280 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-22 | 1,728 | $7.16 | 8,008 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-22 | 1,728 | $13.40 | 6,280 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-22 | 122 | $8.02 | 6,402 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-22 | 122 | $13.40 | 6,280 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-07-22 | 864 | $0.00 | 0 | $7.03 |
| Common Stock | Stock Option | Disposition | 2013-07-22 | 1,728 | $0.00 | 0 | $7.16 |
| Common Stock | Stock Option | Disposition | 2013-07-22 | 122 | $0.00 | 3,334 | $8.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-11-20 | 2017-11-20 | No | 4 | M | Direct |
| 0 | 2008-11-18 | 2018-11-18 | No | 4 | M | Direct |
| 3,334 | 2009-11-17 | 2019-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 51,487 | Direct | |
| Common Stock | 40,499 | Direct | |
| Common Stock | 15,693 | Indirect | spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $10.35 | 2010-11-16 | 2020-11-16 | 5,760 | 5,760 | Direct |
| Common Stock | Stock Option | $11.00 | 2011-11-15 | 2021-11-15 | 4,800 | 4,800 | Direct |
| Common Stock | Stock Option | $10.50 | 2012-11-20 | 2022-11-20 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-16 | 5,760 | 5,760 | Direct |
| 2021-11-15 | 4,800 | 4,800 | Direct |
| 2022-11-20 | 12,000 | 12,000 | Direct |
Footnotes
- IRA
- Husband and Wife
- 20% of such grant will vest immediately and 20% will vest each year over the next 4 years.
Billionaire Hedge Funds
