Filing Details
- Accession Number:
- 0001137411-13-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-25 14:53:38
- Reporting Period:
- 2013-07-23
- Filing Date:
- 2013-07-25
- Accepted Time:
- 2013-07-25 14:53:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196914 | L Cheryl Shavers | 400 Collins Road Ne M/S 124-323 Cedar Rapids IA 52498 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-23 | 2,500 | $32.91 | 18,005 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-23 | 2,127 | $70.71 | 15,878 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 373 | $70.66 | 15,505 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-23 | 2,500 | $0.00 | 2,500 | $32.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,500 | 2014-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,632 | Direct |
Footnotes
- Includes restricted stock units and dividend equivalents issued quarterly on the restricted stock units.
- Restricted shares that were delivered as compensation for services as Director. The restricted shares are held by issuer to implement restrictions on transfer unless and until certain conditions are met.
- Director stock options granted pursuant to the Company's stock based plans.
- The options vested in three substantially equal annual installments and are currently exercisable.