Filing Details
- Accession Number:
- 0000904454-13-000832
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-07-25 13:00:44
- Reporting Period:
- 2013-07-15
- Filing Date:
- 2013-07-25
- Accepted Time:
- 2013-07-25 13:00:44
- Original Submission Date:
- 2013-07-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1274644 | Ocera Therapeutics Inc. | OCRX | Pharmaceutical Preparations (2834) | 631192270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1354718 | K Brian Halak | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-15 | 988,285 | $6.03 | 988,285 | No | 4 | P | Indirect | By Domain Partners VIII, L.P. |
| Common Stock | Acquisiton | 2013-07-15 | 7,333 | $6.03 | 7,333 | No | 4 | P | Indirect | By DP VIII Associates, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Domain Partners VIII, L.P. |
| No | 4 | P | Indirect | By DP VIII Associates, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 47,963 | Indirect | By Domain Associates, LLC |
Footnotes
- The Reporting Person is a Managing Member of (i) One Palmer Square Associates VIII, LLC, which is the sole general partner of Domain Partners VIII, L.P. and DP VIII Associates, L.P. and (ii) Domain Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- This amendment to Form 4 is being filed to correct an error in the original filing, which indicated that the Reporting Person is also a Managing Member of One Palmer Square Associates VI, LLC, the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P. The Reporting Person is not a Managing Member of One Palmer Square Associates VI, LLC.
Billionaire Hedge Funds
