Filing Details
- Accession Number:
- 0001127602-13-023363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-25 08:29:55
- Reporting Period:
- 2013-07-24
- Filing Date:
- 2013-07-25
- Accepted Time:
- 2013-07-25 08:29:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201524 | S David Boyce | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | Evp, Pres. & Ceo Tompkins Ins. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-24 | 3,657 | $35.77 | 17,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-24 | 272 | $46.30 | 16,835 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-07-24 | 3,385 | $46.30 | 13,450 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-24 | 5,325 | $35.77 | 18,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-24 | 5,325 | $46.30 | 13,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-07-24 | 3,657 | $0.00 | 3,657 | $35.76 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2013-07-24 | 5,325 | $0.00 | 5,325 | $35.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-03 | No | 4 | M | Direct | |
| 0 | 2014-05-03 | No | 4 | M | Direct |
Footnotes
- Shares withheld for taxes.
- The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
Billionaire Hedge Funds
