Filing Details
- Accession Number:
- 0001181431-13-041328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-24 21:04:00
- Reporting Period:
- 2013-07-23
- Filing Date:
- 2013-07-24
- Accepted Time:
- 2013-07-24 21:04:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98222 | Tidewater Inc | TDW | Water Transportation (4400) | 720487776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197253 | E Dean Taylor | C/O Tidewater, Inc. 601 Poydras St., Suite 1900 New Orleans LA 70130 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-23 | 19,467 | $28.05 | 229,355 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-23 | 13,293 | $62.00 | 216,062 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-23 | 19,467 | $0.00 | 19,467 | $28.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,468 | 2014-03-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,957 | Indirect | As Custodian for Children |
Common Stock | 4,582 | Indirect | By Trust |
Footnotes
- The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously entered into by the Reporting Person.
- Since the date of the Reporting Person's last report, 4,724 shares previously held through the Tidewater Inc. 401(k) Savings Plan were rolled over into a self-directed IRA and therefore are now owned directly.
- This transaction was executed in multiple trades at prices ranging from $61.94 to $62.145. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
- The option vested in three equal annual installments on March 30 of 2005, 2006, and 2007.