Filing Details
- Accession Number:
- 0001209191-13-037793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-24 19:13:29
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-24
- Accepted Time:
- 2013-07-24 19:13:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365237 | Brian Davis | P.o. Box 966 Conway AR 72033 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-22 | 8,000 | $9.31 | 12,584 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 8,000 | $27.47 | 4,584 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 109 | $27.40 | 4,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-24 | 1,191 | $27.40 | 3,284 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-23 | 4,446 | $27.43 | 1,112 | No | 4 | S | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By 401(k) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-07-22 | 8,000 | $0.00 | 11,880 | $9.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,880 | 2017-08-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted | 2,640 | Direct | |
Common Stock - Performance Based | 3,000 | Direct | |
Common Stock | 3,564 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $5.33 | 3,564 | 3,564 | Direct | ||
Common Stock | Stock Option | $11.37 | 2018-10-16 | 6,600 | 6,600 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,564 | 3,564 | Direct | |
2018-10-16 | 6,600 | 6,600 | Direct |
Footnotes
- Includes 40.165 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- The option is exercisable in five equal annual installments. The first installment became exercisable on August 29, 2008.
- The option is exercisable in five equal annual installments. The first installment became exercisable on November 22, 2005.
- The option expires 10 years from the exercisable date, therefore the first installment became exercisable on November 22, 2005 and expires on November 22, 2015.
- The option is exercisable in five equal annual installments. The first installment became exercisable on October 17, 2009.
- The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.3125 diluted earnings per share (split adjusted) for four consecutive quarters or $1.25 total diluted earnings per share (split adjusted) over a period of four consecutive quarters.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.