Filing Details
- Accession Number:
- 0001181431-13-041249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-24 16:55:41
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-24
- Accepted Time:
- 2013-07-24 16:55:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Services, Nec (8900) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529249 | L. Mark Portnoy | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Co-Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-22 | 2,872 | $1.95 | 12,327 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2013-07-23 | 128 | $1.95 | 12,455 | No | 4 | P | Indirect | By 401K |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 103,115 | Direct | |
Common Stock | 130,029 | Indirect | By Partnership |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $1.72 | 2011-12-01 | 2021-12-01 | 200,000 | 200,000 | Direct |
Common Stock | Stock Option | $2.90 | 2011-08-31 | 2021-08-31 | 100,000 | 300,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-01 | 200,000 | 200,000 | Direct |
2021-08-31 | 100,000 | 300,000 | Direct |
Footnotes
- Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.