Filing Details
- Accession Number:
- 0001496182-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-24 16:53:58
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-24
- Accepted Time:
- 2013-07-24 16:53:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496182 | J. Robert Hombach | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2013-07-22 | 5,040 | $38.35 | 17,652 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-22 | 7,440 | $58.12 | 25,092 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-22 | 8,488 | $59.00 | 33,580 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-22 | 6,877 | $52.50 | 40,457 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-22 | 7,200 | $51.21 | 47,657 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-07-22 | 12,407 | $53.80 | 60,064 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-07-22 | 47,452 | $73.95 | 12,612 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 5,040 | $0.00 | 5,040 | $38.35 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 1,240 | $0.00 | 1,240 | $58.12 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 6,200 | $0.00 | 6,200 | $58.12 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 2,424 | $0.00 | 2,424 | $59.00 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 6,064 | $0.00 | 6,064 | $59.00 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 1,587 | $0.00 | 1,587 | $52.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 5,290 | $0.00 | 5,290 | $52.50 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 1,200 | $0.00 | 1,200 | $51.21 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 6,000 | $0.00 | 6,000 | $51.21 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-22 | 12,407 | $0.00 | 12,407 | $53.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-14 | 2017-03-14 | No | 4 | M | Direct |
| 6,200 | 2010-03-05 | 2018-03-05 | No | 4 | M | Direct |
| 0 | 2011-03-05 | 2018-03-05 | No | 4 | M | Direct |
| 6,064 | 2012-03-03 | 2020-03-03 | No | 4 | M | Direct |
| 0 | 2013-03-03 | 2020-03-03 | No | 4 | M | Direct |
| 5,290 | 2011-03-04 | 2019-03-04 | No | 4 | M | Direct |
| 0 | 2012-03-05 | 2019-03-04 | No | 4 | M | Direct |
| 6,000 | 2009-03-15 | 2017-03-15 | No | 4 | M | Direct |
| 0 | 2010-03-15 | 2017-03-15 | No | 4 | M | Direct |
| 24,814 | 2013-03-04 | 2021-03-04 | No | 4 | M | Direct |
Footnotes
- Transactions effected pursuant to a Rule 10b5-1 trading plan.
- Price reflects weighted average sales price. Range of prices for transactions is $73.74 through $74.28. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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