Home > Insider Trading > Filing (0000093751-13-000143)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
93751	State Street Corp	STT	State Commercial Banks (6022)	042456637

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1123847	L Joseph Hooley	State Street Corporation One Lincoln Street Boston MA 02111	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-07-22	61,600	$49.81	880,718	No	4	M	Direct
Common Stock	Acquisiton	2013-07-22	64,900	$44.53	945,618	No	4	M	Direct
Common Stock	Disposition	2013-07-22	126,500	$69.51	819,118	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-07-22	61,600	$49.81	61,600	$49.81
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-07-22	64,900	$44.53	64,900	$44.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2013-12-16	No	4	M	Direct
0		2015-03-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,284	Indirect	401 (k) Plan

Footnotes

Exercise of employee option to purchase common stock exempt pursuant to Rule 16b-3. Option was scheduled to expire December 16, 2013. See Table II.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
Exercise of employee option to purchase common stock exempt pursuant to Rule 16b-3. Option was scheduled to expire March 1, 2015. See Table II.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.46 to $69.69, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The reporting person indirectly beneficially owns 2,284 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of June 30, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
The option vested in three annual installments commencing December 17, 2005.
The option vested in four annual installments commencing March 2, 2006.