Filing Details

Accession Number:
0001181431-13-041223
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-24 14:00:55
Reporting Period:
2013-07-23
Filing Date:
2013-07-24
Accepted Time:
2013-07-24 14:00:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1276520 Genworth Financial Inc GNW Life Insurance (6311) 800873306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549864 L Kelly Groh C/O Genworth Financial, Inc.
6620 West Broad Street
Richmond VA 23230
Vice President & Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-07-23 4,000 $7.80 12,994 No 4 M Direct
Class A Common Stock Disposition 2013-07-23 4,000 $13.74 8,994 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2013-07-23 4,000 $0.00 4,000 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,666 2012-08-19 2014-05-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,208 Indirect by 401(k)
Footnotes
  1. The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2013.