Filing Details
- Accession Number:
- 0001181431-13-041215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-24 13:17:24
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-24
- Accepted Time:
- 2013-07-24 13:17:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301134 | M Russell Jackson | C/O Safeway Inc. 5918 Stoneridge Mall Road Pleasanton CA 94588 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-07-22 | 7,609 | $26.07 | 72,924 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-07-22 | 3,977 | $26.11 | 68,947 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-22 | 15,000 | $24.67 | 83,947 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-22 | 15,000 | $26.10 | 68,947 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-07-22 | 6,234 | $21.51 | 75,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-22 | 6,234 | $26.10 | 68,947 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 15,000 | $0.00 | 15,000 | $24.67 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 6,234 | $0.00 | 6,234 | $21.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2020-03-05 | No | 4 | M | Direct | |
| 18,701 | 2022-03-08 | No | 4 | M | Direct |
Footnotes
- The price of $26.07 per share represents a weighted average of sales prices ranging from $26.07 to $26.10 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price of $26.10 per share represents a weighted average of sales prices ranging from $26.10 to $26.13 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 03/05/2015.
- Granted under the Safeway Inc. 2011 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in four annual increments of 25%, beginning on the first anniversary of the date of grant and will be fully exercisable on 03/08/2016.
Billionaire Hedge Funds
