Filing Details
- Accession Number:
- 0001127602-13-023311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-24 11:03:57
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-24
- Accepted Time:
- 2013-07-24 11:03:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
84246 | Rli Corp | RLI | Fire, Marine & Casualty Insurance (6331) | 370889946 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455764 | Wayne Todd Bryant | 9025 N. Lindbergh Drive Peoria IL 61615 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-22 | 700 | $30.51 | 700 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 700 | $39.09 | 1,400 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 750 | $33.00 | 2,150 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 800 | $30.81 | 2,950 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 2,800 | $29.90 | 5,750 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 3,307 | $85.00 | 2,443 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-22 | 2,443 | $85.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-07-22 | 700 | $0.00 | 700 | $30.51 |
Common Stock | Stock Option | Disposition | 2013-07-22 | 700 | $0.00 | 700 | $39.09 |
Common Stock | Stock Option | Disposition | 2013-07-22 | 750 | $0.00 | 750 | $33.00 |
Common Stock | Stock Option | Disposition | 2013-07-22 | 800 | $0.00 | 800 | $30.81 |
Common Stock | Stock Option | Disposition | 2013-07-22 | 2,800 | $0.00 | 2,800 | $29.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-08-28 | 2016-08-28 | No | 4 | M | Direct |
0 | 2008-05-03 | 2017-05-03 | No | 4 | M | Direct |
0 | 2009-05-01 | 2018-05-01 | No | 4 | M | Direct |
200 | 2010-03-02 | 2019-03-02 | No | 4 | M | Direct |
700 | 2010-05-07 | 2017-05-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,715 | Indirect | Employee Stock Ownership Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $39.34 | 2011-05-06 | 2018-05-06 | 4,500 | 4,500 | Direct |
Common Stock | Stock Option | $48.73 | 2012-05-05 | 2019-05-05 | 6,000 | 6,000 | Direct |
Common Stock | Stock Option | $63.70 | 2013-05-03 | 2020-05-03 | 6,000 | 6,000 | Direct |
Common Stock | Stock Option | $71.84 | 2014-05-02 | 2021-05-02 | 8,000 | 8,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-06 | 4,500 | 4,500 | Direct |
2019-05-05 | 6,000 | 6,000 | Direct |
2020-05-03 | 6,000 | 6,000 | Direct |
2021-05-02 | 8,000 | 8,000 | Direct |
Footnotes
- The transactions reported above in Table 1 reflect the broker-assisted cashless exercise of stock options. The transactions coded M report the number of shares issuable upon exercise of the options. The line coded F reports the number of shares which were deducted from the total number of shares issuable to pay the exercise price of such options (2,139 shares)and required taxes (1,168 shares). The line coded S reports the shares sold after payment of the exercise price and required taxes. The number of shares reported on the Code F and Code S lines were rounded to the nearest whole share and at an aggregate average price of $85.0032 on 07/22/13.
- Stock option grant price adjusted to reflect $5 extraordinary dividend declared 11/14/12.
- Stock Option grant price adjusted to reflect $5 RLI extraordinary dividend declared 11/17/11.
- Stock Option grant price adjusted to reflect $7 RLI extraordinary dividend paid 12/29/10.
- Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.