Filing Details

Accession Number:
0001144204-13-040766
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-23 19:41:33
Reporting Period:
2012-04-11
Filing Date:
2013-07-23
Accepted Time:
2013-07-23 19:41:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420030 Targeted Medical Pharma Inc. NONE Pharmaceutical Preparations (2834) 205863618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509917 William Shell C/O Targeted Medical Pharma, Inc.
2980 Beverly Glen Circle, Suite 301
Los Angeles CA 90077
Ceo & Chief Scientific Officer Yes Yes Yes No
1511770 Trust Family Shell William & Charuvastra Elizabeth 3048 Nicada Drive
Los Angeles CA 90077
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Per Share Acquisiton 2013-06-04 584,795 $0.00 639,954 No 4 C Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-26 1,000 $4.15 420,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-25 3,000 $4.01 419,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-24 4,000 $4.15 416,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-23 9,500 $4.15 412,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-23 1,500 $4.25 55,159 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-22 2,500 $4.26 53,659 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-22 4,500 $4.32 403,299 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-19 1,000 $4.35 51,159 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-19 4,000 $4.73 398,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-18 13,500 $4.91 394,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-17 6,000 $4.65 50,159 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-17 30,500 $4.59 381,299 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-16 6,000 $4.47 44,159 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-16 32,000 $4.49 350,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-15 659 $4.97 38,159 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-15 39,200 $4.51 318,799 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-12 1,000 $4.38 37,500 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-12 16,200 $4.08 279,599 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-11 1,000 $4.00 36,500 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-11 14,000 $3.94 263,399 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-10 4,500 $3.85 35,500 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-10 12,149 $2.91 249,399 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-10 21,600 $3.82 237,250 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-09 11,000 $2.31 31,000 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-09 21,500 $2.32 215,650 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-08 1,000 $2.15 20,000 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-08 7,500 $2.14 194,150 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-05 4,000 $2.11 19,000 No 4 P Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-04-05 10,000 $2.10 186,650 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
No 4 P Indirect By trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Acquisiton 2013-03-07 150,000 $0.00 150,000 $1.50
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-07-05 95,000 $0.00 95,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-06-21 220,000 $0.00 220,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-06-07 175,000 $0.00 175,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-05-25 190,000 $0.00 190,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-05-24 220,000 $0.00 220,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-05-10 110,000 $0.00 110,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-05-02 150,000 $0.00 150,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-04-26 200,000 $0.00 200,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-04-19 100,000 $0.00 100,000 $1.00
Common Stock Warrants to Purchase Common Stock Acquisiton 2012-04-11 250,000 $0.00 250,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,000 2013-03-07 2020-03-06 No 4 A Direct
95,000 2012-07-05 2017-07-05 No 4 A Indirect
220,000 2012-06-21 2017-06-21 No 4 A Indirect
175,000 2012-06-07 2017-06-07 No 4 A Indirect
190,000 2012-05-25 2017-05-25 No 4 A Indirect
220,000 2012-05-24 2017-05-24 No 4 A Indirect
110,000 2012-05-10 2017-05-10 No 4 A Indirect
150,000 2012-05-02 2017-05-02 No 4 A Indirect
200,000 2012-04-26 2017-04-26 No 4 A Indirect
100,000 2012-04-19 2017-04-19 No 4 A Indirect
250,000 2012-04-11 2017-04-11 No 4 A Indirect
Footnotes
  1. On June 4, 2013, William Shell Survivor's Trust was issued 584,795 shares of common stock as repayment for an aggregate of $1,000,000 notes payable.
  2. Common stock and warrants are held by Willliam Shell Survivor's Trust.
  3. Common stock is held by Elizabeth Charuvastra Exemption Trust. William E. Shell is voluntarily filing on behalf of the Elizabeth Charuvastra Exemption Trust and disclaims any and all pecuniary interest in the Elizabeth Charuvastra Exemption Trust.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.05 per share.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.20 per share.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $4.25 per share.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.35 per share.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.85 per share.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $5.10 per share.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.79 per share.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $5.00 per share.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $5.00 per share.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.40 per share.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.00 per share.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $3.45 per share.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $4.00 per share.
  17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.50 per share.
  18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.15 per share.
  19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.12 per share.
  20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.30 per share.
  21. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $4.79 per share.
  22. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.90 per share.
  23. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $4.10 per share.
  24. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.50 per share.
  25. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.12 per share.