Filing Details
- Accession Number:
- 0001144204-13-040766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-23 19:41:33
- Reporting Period:
- 2012-04-11
- Filing Date:
- 2013-07-23
- Accepted Time:
- 2013-07-23 19:41:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420030 | Targeted Medical Pharma Inc. | NONE | Pharmaceutical Preparations (2834) | 205863618 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509917 | William Shell | C/O Targeted Medical Pharma, Inc. 2980 Beverly Glen Circle, Suite 301 Los Angeles CA 90077 | Ceo & Chief Scientific Officer | Yes | Yes | Yes | No |
1511770 | Trust Family Shell William & Charuvastra Elizabeth | 3048 Nicada Drive Los Angeles CA 90077 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-06-04 | 584,795 | $0.00 | 639,954 | No | 4 | C | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-26 | 1,000 | $4.15 | 420,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-25 | 3,000 | $4.01 | 419,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-24 | 4,000 | $4.15 | 416,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-23 | 9,500 | $4.15 | 412,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-23 | 1,500 | $4.25 | 55,159 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-22 | 2,500 | $4.26 | 53,659 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-22 | 4,500 | $4.32 | 403,299 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-19 | 1,000 | $4.35 | 51,159 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-19 | 4,000 | $4.73 | 398,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-18 | 13,500 | $4.91 | 394,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-17 | 6,000 | $4.65 | 50,159 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-17 | 30,500 | $4.59 | 381,299 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-16 | 6,000 | $4.47 | 44,159 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-16 | 32,000 | $4.49 | 350,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-15 | 659 | $4.97 | 38,159 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-15 | 39,200 | $4.51 | 318,799 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-12 | 1,000 | $4.38 | 37,500 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-12 | 16,200 | $4.08 | 279,599 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-11 | 1,000 | $4.00 | 36,500 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-11 | 14,000 | $3.94 | 263,399 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-10 | 4,500 | $3.85 | 35,500 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-10 | 12,149 | $2.91 | 249,399 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-10 | 21,600 | $3.82 | 237,250 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-09 | 11,000 | $2.31 | 31,000 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-09 | 21,500 | $2.32 | 215,650 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-08 | 1,000 | $2.15 | 20,000 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-08 | 7,500 | $2.14 | 194,150 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-05 | 4,000 | $2.11 | 19,000 | No | 4 | P | Indirect | By trust |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2013-04-05 | 10,000 | $2.10 | 186,650 | No | 4 | P | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
No | 4 | P | Indirect | By trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Acquisiton | 2013-03-07 | 150,000 | $0.00 | 150,000 | $1.50 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-07-05 | 95,000 | $0.00 | 95,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-06-21 | 220,000 | $0.00 | 220,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-06-07 | 175,000 | $0.00 | 175,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-05-25 | 190,000 | $0.00 | 190,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-05-24 | 220,000 | $0.00 | 220,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-05-10 | 110,000 | $0.00 | 110,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-05-02 | 150,000 | $0.00 | 150,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-04-26 | 200,000 | $0.00 | 200,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-04-19 | 100,000 | $0.00 | 100,000 | $1.00 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2012-04-11 | 250,000 | $0.00 | 250,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,000 | 2013-03-07 | 2020-03-06 | No | 4 | A | Direct |
95,000 | 2012-07-05 | 2017-07-05 | No | 4 | A | Indirect |
220,000 | 2012-06-21 | 2017-06-21 | No | 4 | A | Indirect |
175,000 | 2012-06-07 | 2017-06-07 | No | 4 | A | Indirect |
190,000 | 2012-05-25 | 2017-05-25 | No | 4 | A | Indirect |
220,000 | 2012-05-24 | 2017-05-24 | No | 4 | A | Indirect |
110,000 | 2012-05-10 | 2017-05-10 | No | 4 | A | Indirect |
150,000 | 2012-05-02 | 2017-05-02 | No | 4 | A | Indirect |
200,000 | 2012-04-26 | 2017-04-26 | No | 4 | A | Indirect |
100,000 | 2012-04-19 | 2017-04-19 | No | 4 | A | Indirect |
250,000 | 2012-04-11 | 2017-04-11 | No | 4 | A | Indirect |
Footnotes
- On June 4, 2013, William Shell Survivor's Trust was issued 584,795 shares of common stock as repayment for an aggregate of $1,000,000 notes payable.
- Common stock and warrants are held by Willliam Shell Survivor's Trust.
- Common stock is held by Elizabeth Charuvastra Exemption Trust. William E. Shell is voluntarily filing on behalf of the Elizabeth Charuvastra Exemption Trust and disclaims any and all pecuniary interest in the Elizabeth Charuvastra Exemption Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.05 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.20 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $4.25 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.35 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.85 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $5.10 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.79 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $5.00 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $5.00 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.40 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.00 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $3.45 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $4.00 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.50 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.15 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.12 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.30 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $4.79 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.90 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $4.10 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.50 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.12 per share.