Filing Details
- Accession Number:
- 0001181431-13-041146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-23 18:53:09
- Reporting Period:
- 2013-07-22
- Filing Date:
- 2013-07-23
- Accepted Time:
- 2013-07-23 18:53:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572369 | P Kelly Griffith | C/O Safeway Inc. 5918 Stoneridge Mall Rd. Pleasanton CA 94588 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-22 | 30,169 | $25.92 | 49,273 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 24,000 | $25.74 | 73,273 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 24,000 | $25.95 | 49,273 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 40,000 | $18.28 | 89,273 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 40,000 | $25.95 | 49,273 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 20,250 | $24.67 | 69,523 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 20,250 | $25.95 | 49,273 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 10,000 | $20.07 | 59,273 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 10,000 | $25.95 | 49,273 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-22 | 10,390 | $21.51 | 59,663 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-22 | 10,390 | $25.95 | 49,273 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-22 | 2,366 | $25.80 | 600 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2013-07-22 | 600 | $25.81 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 24,000 | $0.00 | 24,000 | $25.74 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 40,000 | $0.00 | 40,000 | $18.28 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 20,250 | $0.00 | 20,250 | $24.67 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 10,000 | $0.00 | 10,000 | $20.07 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-22 | 10,390 | $0.00 | 10,390 | $21.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,000 | 2014-07-21 | No | 4 | M | Direct | |
20,000 | 2019-03-02 | No | 4 | M | Direct | |
13,500 | 2020-03-05 | No | 4 | M | Direct | |
15,000 | 2020-07-26 | No | 4 | M | Direct | |
31,168 | 2022-03-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,837 | Indirect | By 401(k) Plan |
Common Stock | 948 | Indirect | By Employee Stock Purchase Plan |
Common Stock | 400 | Indirect | By Spouse (IRA) |
Footnotes
- The price of $25.92 per share represents a weighted average of sales prices ranging from $25.90 to $25.99 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price of $25.95 per share represents a weighted average of sales prices ranging from $25.90 to $26.10 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Between March 16, 2013 and June 30, 2013, the reporting person acquired 113.1733 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of June 30, 2013.
- Between March 16, 2012 and June 30, 2013, the reporting person acquired 36.6445 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of June 30, 2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 07/21/2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 03/02/2014.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 03/05/2015.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 07/26/2015.
- Granted under the Safeway Inc. 2011 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in four annual increments of 25%, beginning on the first anniversary of the date of grant and will be fully exercisable on 03/08/2016.