Filing Details
- Accession Number:
- 0000350894-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-23 14:12:10
- Reporting Period:
- 2013-07-23
- Filing Date:
- 2013-07-23
- Accepted Time:
- 2013-07-23 14:12:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187548 | Jeffrey N Klauder | One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2013-07-23 | 30,000 | $15.01 | 47,964 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-23 | 30,000 | $31.86 | 17,964 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (right to purchase) | Acquisiton | 2013-07-23 | 30,000 | $15.01 | 30,000 | $15.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-08-10 | 2013-08-10 | No | 4 | M | Direct |