Filing Details
- Accession Number:
- 0001207220-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-19 19:40:29
- Reporting Period:
- 2013-07-17
- Filing Date:
- 2013-07-19
- Accepted Time:
- 2013-07-19 19:40:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207220 | H Edward Seksay | 288 Union Street Rockland MA 02370 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-17 | 3,797 | $30.14 | 20,472 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-17 | 3,478 | $30.14 | 23,950 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-17 | 7,875 | $36.54 | 16,075 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | ISO - Stock Option (Right to Buy) | Disposition | 2013-07-17 | 3,478 | $30.14 | 3,478 | $30.14 |
Common Stock | NQ - Stock Option (Right to Buy) | Disposition | 2013-07-17 | 3,797 | $30.14 | 3,797 | $30.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-01-02 | 2013-12-11 | No | 4 | M | Direct |
0 | 2005-01-02 | 2013-12-11 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | NQ - Stock Option (Right to Buy) | $30.14 | 2004-06-11 | 2013-12-11 | 3,797 | 3,797 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-11 | 3,797 | 3,797 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.44 to $36.72, inclusive. The reporting person undertakes to provide to the issuer, and security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 1,053 shares became exercisable on 1/2/05 and the remaining 2,425 shares became exercisable on 1/2/06, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 2,425 shares became exercisable on 6/11/04 and the remaining 1,372 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.