Filing Details
- Accession Number:
- 0001214782-13-000300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-19 16:22:01
- Reporting Period:
- 2013-07-17
- Filing Date:
- 2013-07-19
- Accepted Time:
- 2013-07-19 16:22:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1309082 | Lucas Energy Inc. | LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475486 | Meson Capital Partners Lp | 2687 California Street San Francisco CA 94115 | No | No | No | Yes | |
| 1535780 | J. Ryan Morris | 2687 California Street San Francisco CA 94115 | No | No | Yes | Yes | |
| 1535880 | Meson Capital Partners Llc | 2687 California Street San Francisco CA 94115 | No | No | Yes | Yes | |
| 1556608 | Meson Capital Constructive Partners Lp | 2687 California St. San Francisco CA 94115 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2013-07-17 | 185,185 | $1.35 | 1,195,840 | No | 4 | P | Indirect | By Meson Capital Partners LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Meson Capital Partners LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 4,222,813 | Indirect | By Meson Capital Constructive Partners L.P. |
Footnotes
- This Form 4 is filed jointly by Meson Capital Constructive Partners L.P. ("Meson Constructive"), Meson Capital Partners LP ("Meson LP"), Meson Capital Partners LLC ("Meson LLC") and Ryan J. Morris. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- On July 17, 2013, Meson LP purchased 185,185 shares of the restricted Common Stock of Lucas Energy, Inc. ("Lucas") directly from Lucas in a private transaction for consideration of $250,000 of $1.35 per share ($0.01 above the closing sales price of Lucas's common stock on July 17, 2013).
- Securities owned directly by Meson LP, and owned indirectly by Meson LLC by virtue of it being the general partner of Meson LP and by Ryan J. Morris by virtue of his position as managing member of Meson LLC.
- Securities owned directly by Meson Constructive, and owned indirectly by Meson LLC by virtue of it being the general partner of Meson Constructive and by Ryan J. Morris by virtue of his position as managing member of Meson LLC.
Billionaire Hedge Funds
