Home > Insider Trading > Filing (0000769993-13-000409)

Filing Details

Accession Number:: 0000769993-13-000409
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-07-19 14:13:29
Reporting Period:: 2013-07-17

Filing Date:: 2013-07-19
Accepted Time:: 2013-07-19 14:13:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886982	Goldman Sachs Group Inc	GS	Security Brokers, Dealers & Flotation Companies (6211)	134019460

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428340	S Michael Sherwood	C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282	Vice Chairman	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-07-17	36,487	$0.00	148,535	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-07-17	17,149	$160.24	131,386	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-07-17	3,641	$160.05	127,745	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-07-17	14,297	$161.28	113,448	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-07-17	1,400	$161.82	112,048	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units	Disposition	2013-07-17	36,487	$0.00	36,487	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	124,620	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	103,850	Indirect	See footnote

Footnotes

On July 17, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2012 were delivered to the Reporting Person without the payment of any consideration.
Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Reflects a weighted average sale price of $160.0469 per share, at prices ranging from $159.61 to $160.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $161.2783 per share, at prices ranging from $160.69 to $161.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $161.8243 per share, at prices ranging from $161.70 to $161.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held by spouse.
Reported for informational purposes only. Held through a trust over which the Reporting Person has no investment control and the sole trustee of which is a third-party institution. In accordance with Rule 16a-8, the Reporting Person disclaims beneficial ownership of the shares held through this trust.