Filing Details
- Accession Number:
- 0001140361-13-028467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-19 14:02:41
- Reporting Period:
- 2013-07-17
- Filing Date:
- 2013-07-19
- Accepted Time:
- 2013-07-19 14:02:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1565146 | Gulf Coast Ultra Deep Royalty Trust | GULTU | Crude Petroleum & Natural Gas (1311) | 466448579 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1479058 | Mount Kellett Capital Management Lp | 623 Fifth Avenue 18Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Royalty Trust Units | Acquisiton | 2013-07-17 | 5,400,000 | $2.07 | 29,238,204 | No | 4 | P | Indirect | See footnotes |
Royalty Trust Units | Acquisiton | 2013-07-17 | 1,400,000 | $2.08 | 30,638,204 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- As of July 19, 2013 (the "Filing Date"), certain funds and managed accounts (collectively, the "Funds") affiliated with Mount Kellett Capital Management LP, a Delaware limited partnership (the "Reporting Person"), hold 30,638,204 royalty trust units (the "Royalty Trust Units") of Gulf Coast Ultra Deep Royalty Trust, a Delaware statutory trust. The Reporting Person, through one or more intermediate entities, possesses the sole power to vote and the sole power to direct the disposition of the Royalty Trust Units held by the Funds. Accordingly, the Reporting Person, as of the Filing Date, may be deemed to beneficially own 30,638,204 Royalty Trust Units, or 13.3% of the Royalty Trust Units deemed issued and outstanding.
- The Reporting Person's interest in the Royalty Trust Units reported herein is limited to its pecuniary interest, if any, in such Royalty Trust Units.