Filing Details
- Accession Number:
- 0001140361-13-028443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-19 12:50:37
- Reporting Period:
- 2013-07-18
- Filing Date:
- 2013-07-19
- Accepted Time:
- 2013-07-19 12:50:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 771497 | Abm Industries Inc | ABM | Services-To Dwellings & Other Buildings (7340) | 941369354 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199076 | S James Lusk | 551 Fifth Avenue Suite 300 New York NY 10176 | Executive Vice President/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-18 | 22,936 | $19.48 | 70,195 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-18 | 9,499 | $17.90 | 79,694 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-18 | 5,252 | $19.09 | 84,946 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-18 | 37,687 | $25.98 | 47,259 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2013-07-18 | 22,936 | $0.00 | 22,936 | $19.48 |
| Common Stock | Stock Options | Acquisiton | 2013-07-18 | 9,499 | $0.00 | 9,499 | $17.90 |
| Common Stock | Stock Options | Acquisiton | 2013-07-18 | 5,252 | $0.00 | 5,252 | $19.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,936 | 2015-01-07 | No | 4 | M | Direct | |
| 0 | 2016-01-12 | No | 4 | M | Direct | |
| 0 | 2018-09-13 | No | 4 | M | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- Includes 37,146 unvested RSUs, 3,395 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,546 performance shares earned but not vested with respect to performance shares granted on 1/11/2011, and DERs related thereto.
- Stock options granted under the 2006 Equity Incentive Plan.
- 25% exercisable on 1/7/2009 and 25% on the anniversary date of each of the followng three years.
- 25% exercisable on 1/12/2010 and 25% on the anniversary date of each of the followng three years.
- 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the followng three years.
Billionaire Hedge Funds
