Filing Details

Accession Number:
0001140361-13-028443
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-19 12:50:37
Reporting Period:
2013-07-18
Filing Date:
2013-07-19
Accepted Time:
2013-07-19 12:50:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199076 S James Lusk 551 Fifth Avenue
Suite 300
New York NY 10176
Executive Vice President/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-18 22,936 $19.48 70,195 No 4 M Direct
Common Stock Acquisiton 2013-07-18 9,499 $17.90 79,694 No 4 M Direct
Common Stock Acquisiton 2013-07-18 5,252 $19.09 84,946 No 4 M Direct
Common Stock Disposition 2013-07-18 37,687 $25.98 47,259 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2013-07-18 22,936 $0.00 22,936 $19.48
Common Stock Stock Options Acquisiton 2013-07-18 9,499 $0.00 9,499 $17.90
Common Stock Stock Options Acquisiton 2013-07-18 5,252 $0.00 5,252 $19.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,936 2015-01-07 No 4 M Direct
0 2016-01-12 No 4 M Direct
0 2018-09-13 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
  2. Includes 37,146 unvested RSUs, 3,395 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,546 performance shares earned but not vested with respect to performance shares granted on 1/11/2011, and DERs related thereto.
  3. Stock options granted under the 2006 Equity Incentive Plan.
  4. 25% exercisable on 1/7/2009 and 25% on the anniversary date of each of the followng three years.
  5. 25% exercisable on 1/12/2010 and 25% on the anniversary date of each of the followng three years.
  6. 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the followng three years.